商业银行理财子公司净资本管理办法（试行）（征求意见稿）(158)
<P style="LINE-HEIGHT: 150%; MARGIN: 0cm 0cm 0pt; LAYOUT-GRID-MODE: char; mso-layout-grid-align: none" class=MsoNormal><SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>7.<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">融资方的主体信用评级应主要参照最近一个会计年度的外部评级结果，对融资方有多个评级结果的，以较低的评级为准。<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US><o:p></o:p></FONT></P>
<P style="LINE-HEIGHT: 150%; MARGIN: 0cm 0cm 0pt; LAYOUT-GRID-MODE: char; mso-layout-grid-align: none" class=MsoNormal><SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>8.<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">主体外部信用评级在<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>AA+<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">以上的第三方机构以全额保证的方式对债权融资提供增信的，可视为融资方主体外部信用评级<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>AA+<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">以上计算风险资本。<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US><o:p></o:p></FONT></P>
<P style="LINE-HEIGHT: 150%; MARGIN: 0cm 0cm 0pt; LAYOUT-GRID-MODE: char; mso-layout-grid-align: none" class=MsoNormal><SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>9.<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">（<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>1<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">）抵押、质押类财产价值大于或等于所担保债权金额的，可全额按照<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>“<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">抵押、质押类<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>”<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">计算风险资本。（<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>2<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">）抵押、质押财产价值小于所担保债权金额的，仅抵押、质押财产价值等额部分按照<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>“<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">抵押、质押类<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>”<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">计算风险资本，其余部分按照<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>“<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">保证类<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>”<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">或<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>“<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">信用类<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>”<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">计算风险资本。（<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>3<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">）<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>“<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">保证类<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US>”<SPAN style="LINE-HEIGHT: 150%; FONT-FAMILY: 仿宋_GB2312; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-ascii-font-family: 'Times New Roman'">按照第三方承担保证责任的债权金额计算。<SPAN style="LINE-HEIGHT: 150%; COLOR: black; FONT-SIZE: 14pt; mso-font-kerning: 0pt; mso-fareast-font-family: 仿宋_GB2312" lang=EN-US><o:p></o:p></FONT></P>


总共184页  [1] [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] [12] [13] [14] [15] [16] [17] [18] [19] [20] [21] [22] [23] [24] [25] [26] [27] [28] [29] [30] [31] [32] [33] [34] [35] [36] [37] [38] [39] [40] [41] [42] [43] [44] [45] [46] [47] [48] [49] [50] [51] [52] [53] [54] [55] [56] [57] [58] [59] [60] [61] [62] [63] [64] [65] [66] [67] [68] [69] [70] [71] [72] [73] [74] [75] [76] [77] [78] [79] [80] [81] [82] [83] [84] [85] [86] [87] [88] [89] [90] [91] [92] [93] [94] [95] [96] [97] [98] [99] [100] [101] [102] [103] [104] [105] [106] [107] [108] [109] [110] [111] [112] [113] [114] [115] [116] [117] [118] [119] [120] [121] [122] [123] [124] [125] [126] [127] [128] [129] [130] [131] [132] [133] [134] [135] [136] [137] [138] [139] [140] [141] [142] [143] [144] [145] [146] [147] [148] [149] [150] [151] [152] [153] [154] [155] [156] [157] 158 [159] [160] [161] [162] [163] [164] [165] [166] [167] [168] [169] [170] [171] [172] [173] [174] [175] [176] [177] [178] [179] [180] [181] [182] [183] [184] 
上一页  下一页