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商业银行理财子公司净资本管理办法(试行)(征求意见稿)(182)
<P style="LINE-HEIGHT: 30pt; TEXT-INDENT: 32.15pt; LAYOUT-GRID-MODE: char; TEXT-AUTOSPACE: ideograph-numeric; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt; mso-para-margin-right: 0.0000gd; mso-para-margin-left: 0.0000gd; mso-pagination: none; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; mso-line-height-rule: exactly" class=MsoNormal><SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; FONT-WEIGHT: bold; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">理财业务<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; FONT-WEIGHT: bold; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">对应的<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; FONT-WEIGHT: bold; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">资本:<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">对理财产品投资主要涉及的现金及银行存款等、固定收益类证券、非标准化债权类资产、股票、未上市企业股权、衍生产品、商品类资产、公募证券投资基金等11类资产计算<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">对应的<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">资本<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">要求<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">。<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></P>
<P style="LINE-HEIGHT: 30pt; TEXT-INDENT: 32.15pt; LAYOUT-GRID-MODE: char; TEXT-AUTOSPACE: ideograph-numeric; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt; mso-para-margin-right: 0.0000gd; mso-para-margin-left: 0.0000gd; mso-pagination: none; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; mso-line-height-rule: exactly" class=MsoNormal><SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; FONT-WEIGHT: bold; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">风险系数<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">是指对于理财子公司的自有资金投资、理财业务及其他业务,<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 0.0000pt">依照国务院银行业监督管理机构规定,<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">对各类资产赋予的相应权重。理财资金投资资产为按照穿透原则确定的底层资产(公募证券投资基金除外)。<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt">风险系数具体数值参考了同类资管机构的系数设定,并结合理财子公司实际情况对部分风险系数进行了相应调整。<SPAN style="FONT-FAMILY: 仿宋; FONT-SIZE: 15pt; mso-spacerun: 'yes'; mso-font-kerning: 1.0000pt"><o:p></o:p></P>
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