中国银保监会有关部门负责人就《中国银保监会行政处罚办法》答记者问
中国银保监会有关部门负责人就《中国银保监会行政处罚办法》答记者问
<DIV style="BOX-SIZING: border-box; PADDING-BOTTOM: 0px; LINE-HEIGHT: 30px; OVERFLOW-X: auto; WIDOWS: 2; TEXT-TRANSFORM: none; BACKGROUND-COLOR: rgb(254,254,254); LIST-STYLE-TYPE: none; FONT-STYLE: normal; TEXT-INDENT: 0px; MARGIN: 20px 25px; PADDING-LEFT: 0px; PADDING-RIGHT: 0px; FONT-FAMILY: 微软雅黑, Arial, Helvetica, sans-serif; WHITE-SPACE: pre-wrap; ORPHANS: 2; LETTER-SPACING: normal; COLOR: rgb(51,51,51); FONT-SIZE: 14px; FONT-WEIGHT: 400; WORD-SPACING: 0px; PADDING-TOP: 0px; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial" id=wenzhang-content class="wenzhang-content ng-binding iswhite-space" ng-bind-html="data.docClob|trustHtml" ng-class="isWhite_space? 'iswhite-space': ''">
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为统一规范机构改革后银行业和保险业行政处罚程序，提升金融违法违规成本，严肃整治金融市场乱象，防范化解金融风险，中国银保监会近日印发《中国银保监会行政处罚办法）》（下称《办法》）。有关部门负责人回答了记者提问。</SPAN><?xml:namespace prefix = o /><o:p style="BOX-SIZING: border-box"></o:p></SPAN></P>
一、《办法》的起草原则是什么？</SPAN><o:p style="BOX-SIZING: border-box"></o:p></SPAN></P>
《办法》在起草过程中主要坚持以下原则：</SPAN><SPAN style="BOX-SIZING: border-box; PADDING-BOTTOM: 0px; LIST-STYLE-TYPE: none; MARGIN: 0px; PADDING-LEFT: 0px; PADDING-RIGHT: 0px; FONT-FAMILY: 仿宋_GB2312; FONT-SIZE: 15pt; FONT-WEIGHT: bold; PADDING-TOP: 0px">一</SPAN><SPAN style="BOX-SIZING: border-box; PADDING-BOTTOM: 0px; LIST-STYLE-TYPE: none; MARGIN: 0px; PADDING-LEFT: 0px; PADDING-RIGHT: 0px; FONT-FAMILY: 仿宋_GB2312; FONT-SIZE: 15pt; FONT-WEIGHT: bold; PADDING-TOP: 0px">是</SPAN>全流程规范。对行政处罚</SPAN>从立案调查到</SPAN>决定与执行</SPAN>的基本规则</SPAN>进行了</SPAN>全流程规范。</SPAN><SPAN style="BOX-SIZING: border-box; PADDING-BOTTOM: 0px; LIST-STYLE-TYPE: none; MARGIN: 0px; PADDING-LEFT: 0px; PADDING-RIGHT: 0px; FONT-FAMILY: 仿宋_GB2312; FONT-SIZE: 15pt; FONT-WEIGHT: bold; PADDING-TOP: 0px">二</SPAN><SPAN style="BOX-SIZING: border-box; PADDING-BOTTOM: 0px; LIST-STYLE-TYPE: none; MARGIN: 0px; PADDING-LEFT: 0px; PADDING-RIGHT: 0px; FONT-FAMILY: 仿宋_GB2312; FONT-SIZE: 15pt; FONT-WEIGHT: bold; PADDING-TOP: 0px">是</SPAN>融合统一。</SPAN>根据</SPAN>机构改革要求，在取长补短、相互借鉴</SPAN>融合</SPAN>的基础上，对银行业、保险业行政处罚程序作了统一</SPAN>规范。</SPAN><SPAN style="BOX-SIZING: border-box; PADDING-BOTTOM: 0px; LIST-STYLE-TYPE: none; MARGIN: 0px; PADDING-LEFT: 0px; PADDING-RIGHT: 0px; FONT-FAMILY: 仿宋_GB2312; FONT-SIZE: 15pt; FONT-WEIGHT: bold; PADDING-TOP: 0px">三</SPAN><SPAN style="BOX-SIZING: border-box; PADDING-BOTTOM: 0px; LIST-STYLE-TYPE: none; MARGIN: 0px; PADDING-LEFT: 0px; PADDING-RIGHT: 0px; FONT-FAMILY: 仿宋_GB2312; FONT-SIZE: 15pt; FONT-WEIGHT: bold; PADDING-TOP: 0px">是</SPAN>优化完善。</SPAN>落实《</SPAN>国务院办公厅关于全面推进行政执法公示制度执法全过程记录制度重大执法决定法制审核制度的指导意见》</SPAN>，</SPAN>进一步提高监管处罚法治化水平。</SPAN>同时</SPAN>以制度整合为契机，将监管处罚实践中行之有效的做法</SPAN>予</SPAN>以固化，提升监管处罚效能。</SPAN><o:p style="BOX-SIZING: border-box"></o:p></SPAN></P>
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