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DSU系列论文之二:诉诸WTO争端解决的申诉类型/刘成伟(8)





【作者】刘成伟,中国人民大学法学院国际法硕士研究生。

〖1〗 详见Basic Instruments and Selected Documents ("BISD"), 11S/99-100。
〖2〗 详见BISD 34S/156-158。
〖3〗 详见WT/DS27/AB/R/249-254。
〖4〗 参见BISD, 37S/228/5.21。
〖5〗 详见WT/DS44/R/10.35。
〖6〗 详见BISD 37S/86/144。
〖7〗 参见Thomas Cottier and Krista Nadakavukaren Schefer, 'Non-Violation Complaints in WTO/GATT Dispute Settlement: Past, Present and Future', International Trade Law and the GATT/WTO Dispute Settlement System (Petersmann Ed.), Kluwer Law International, London, 1997;第148页。
〖8〗 参见Frieder Roessler, 'The Concept of Nullification and Impairment in the Legal System of the World Trade Organization', International Trade Law and the GATT/WTO Dispute Settlement System (Petersmann Ed.), Kluwer Law International, London, 1997;第133页。
〖9〗 详见WT/DS135/AB/R/185。
〖10〗 根据Japan-Film (DS44)一案专家组报告注释1204,这8个案例分别是,Report of the Working Party on Australian Subsidy on Ammonium Sulphate, adopted on 3 April 1950, BISD II/188; Panel Report on Treatment by Germany of Imports of Sardines ("Germany - Sardines"), G/26, adopted on 31 October1952, BISD 1S/53; Uruguayan Recourse, adopted on 16 November 1962, BISD 11S/95; Panel Report on EC - Tariff Treatment on Imports of Citrus Products from Certain Countries in the Mediterranean Region ("EC - Citrus Products"), GATT Doc. L/5576, dated 7 February 1985 (unadopted); Panel Report on EEC - Production Aids Granted on Canned Peaches, Canned Pears, Canned Fruit Cocktail and Dried Grapes ("EEC - Canned Fruit"), GATT Doc. L/5778, dated 20 February 1985 (unadopted); Japan - Semi-conductors, adopted on 4 May 1988, BISD 35S/116; EEC - Oilseeds, adopted on 25 January 1990, BISD 37S/86; United States - Agricultural Waiver, adopted on 7 November 1990, BISD 37S/228. 而在EC-Asbestos(DS135)一案中,上诉机构在其报告(2001年3月12日作出)的注释188指出,下列案件的报告审查了根据第XXIII:1(b)条的权利主张:Working Party Report, Australia - Ammonium Sulphate; Panel Report, Germany - Sardines; Panel Report, Uruguayan Recourse to Article XXIII, adopted 16 November 1962, BISD 11S/95; Panel Report, Spain - Soyabean; Panel Report, European Community - Tariff Treatment on Imports of Citrus Products from Certain Countries in the Mediterranean Region ("EC - Citrus Products"), L/5776, 7 February 1985, unadopted; Panel Report, European Economic Community - Production Aids Granted on Canned Peaches, Canned Pears, Canned Fruit Cocktail and Dried Grapes ("EEC - Canned Fruit"), L/5778, 20 February 1985, unadopted; Panel Report, Japan - Trade in Semi-Conductors, adopted 4 May 1988, BISD 35S/116; Panel Report, United States- Trade Measures Affecting Nicaragua, L/6053, 13 October 1986, unadopted; Panel Report, EEC - Oilseeds; Panel Report, United States -Restrictions on the Importation of Sugar and Sugar-Containing Products Applied under the 1955 Waiver and under the Headnote to the Schedule of Tariff Concessions, adopted 7 November 1990, BISD 37S/228; Panel Report, Japan - Film, WT/DS44/R, adopted 22 April 1998, WT/DS44/R; Panel Report, Korea - Measures Affecting Government Procurement, WT/DS163/R, adopted 19 June 2000. 上诉机构注意到,根据GATT 1947第 XXIII:1(b)条的权利主张也被下面的专家组报告所审查,即European Economic Community - Follow-up on the Panel Report, Payments and Subsidies Paid to Processors and Producers of Oilseeds and Related Animal-Feed Proteins ("EEC - Oilseeds II"), 31 March 1992, BISD 39S/91, unadopted.包括EEC - Oilseeds II以及目前上诉机构所审查的本案为止,上诉机构认为,有14个案件中根据第 XXIII:1(b)条的权利主张被工作组、专家组以及上诉机构所审查。而在这些案件中,有六个案件中权利主张取得了成功,而这其中有三次报告被通过。这些成功的主张是在下列案件中:Australia - Ammonium Sulphate (adopted 3 April 1950), Germany - Sardines (adopted 31 October 1952), EC - Citrus Products (unadopted), EEC - Canned Fruit (unadopted), EEC - Oilseeds (adopted 25 January 1990) and EEC - Oilseeds II (unadopted)。


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