美国上市公司股东提案适当议题制度及其启示/王敏(9)
[4]See James Hamilton，1998 SEC Proxy Reform：Shareholder Proposals，Chicago：CCH Incorporated，1998，p. 13
[5][19]SEC，Proposed Amendments to Rule 14a-8 under the Securities Exchange Act of 1934 Relating to Proposals by Security Holder，Release No. 34-12598 （July 7，1976）.
[6][26]See Amy L. Goodman，John F. Olson，A Practical Guide to SEC Proxy and Compensation Rules，Aspen Law&Business，4th ed.，2007，p.14-59，p.14-33.
[7]See American Federation of State，County&Municipal Employees v. American Intern. Group， Inc.，462 F.3d 121 （2d Cir. 2006）.
[8]See SEC，Facilitating Shareholder Director Nominations，Securities Act Release No. 9046 （June 10，2009）.
[9][27]See Martin，The Effect of Shareholder Proposals on Executive Compensation，67 U. Cin. L.Rev. 1021 （1999）：1045-1046，1048-1049.
[10]John M. Bizjak and Christopher J. Marquette，Are Shareholder Proposals All Bark and No Bite？Evidence from Shareholder Resolutions to Rescind Poison Pills，The Journal of Financial and Quantitative Analysis，Vol. 33，No. 4 （Dec.，1998）：502.
[11]See 1990 SEC No-Act. LEXIS 89.
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